Regulatory Compliance

Regulatory Compliance Framework

As a U.S. registered entity, N&L Capital Holdings complies with all relevant regulatory requirements applicable to holding companies and digital operations.

Key Areas of Regulatory Alignment

1. Corporate Registration & Reporting

• Delaware statutes (Title 6, Chapter 18)
  
  

• Maintenance of Good Standing
  
  

• Annual Franchise Tax compliance
  
  

• Registered Agent documentation upkeep
  
  

2. Financial Standards

• Accurate bookkeeping standards
  
  

• Proper separation of business and personal finances
  
  

• AML awareness (Anti-Money Laundering best-practices)
  
  

• Structured financial reporting for internal audits
  
  

3. Operational Compliance

• Transparent documentation of business activities
  
  

• Service agreements and operational contracts
  
  

• Vendor compliance and due-diligence
  
  

• Risk and control documentation
  
  

4. Data & Technology Compliance

• Secure internal documentation
  
  

• Cloud record integrity
  
  

• Restricted access to operational systems
  
  

• Protection of sensitive corporate files